Taxonomy / Convention equilibrium

Convention equilibrium

The norms the AI ought to follow are never written down or adjudicated; they emerge from what a population of agents actually does, and the population settles on a single shared convention.

How it works

Scroll the diagram sideways to see all of it.

Limitation

Tipping-Point Majoritarianism

Convergence generally carries no test of quality, and whatever behavior the population settles on becomes the norm, whether or not it is good. A committed minority can also push the population past the point at which the rest follow. Once an equilibrium is in place, there is generally no built-in procedure for leaving it.

Methods

Tuning the interaction structure

0 papers

The researcher fixes in advance what the agents are choosing between — a name for an object, an amount to donate — and then turns the dials on the population itself: how many agents there are, who is paired with whom, what each one can see of what others did before, how many hold a fixed position and refuse to move, how many generations pass. Nothing in the environment states a rule and nothing inside the agent stores one; the convention is simply the option the population settles on, and it holds only because everyone expects everyone else to hold it. What gets reported is which option wins, how fast, and how small a committed minority has to be to flip the whole group.

Built out0%
Adherence50%

Worlds where agents write their own rules

1 paper

Here there is no menu of conventions to choose from. The researcher builds a persistent world in which actions have material consequences — a shared stock that can be fished out, a Minecraft landscape with roles, trade and building — hands the agents ordinary language and no rulebook, and whatever arrangements they negotiate for themselves is the convention. The design bet is that a standard will form and stick if there is something real to lose and the freedom to bargain over it; the honest finding so far is that agreements get reached and then broken more often than they hold.

Built out100%
Adherence—

Designing what gets punished

0 papers

The lever is the sanctioning apparatus written into the environment: which acts count as violations, what it costs to punish someone, and what happens to you if you let a violation slide. One branch adds rules that carry no benefit of their own but whose breach is unmistakable, on the argument that cheap, obvious violations give a population constant practice at noticing and punishing, and that the habit then carries over to the rules that actually matter. The other branch tunes the payoffs directly — a gain from breaking the rule, a cost to punishing, a further penalty for failing to punish — and asks whether agents arguing in ordinary language will build and hold the chain of enforcement that keeps the convention standing.

Built out0%
Adherence17%

Giving the agent a norm-Reading module

3 papers

Rather than let norm-following fall out of ordinary training or ordinary payoffs, each agent is given a dedicated part whose only job is the norm. It works out from watching peers which standard is actually in force — who gets punished, which of several competing institutions the group defers to, what neighbors say in conversation — and feeds that back into how the agent plans and whom it sanctions. Two of these go further and keep the norm stated in words, so the agent can check it and hand it to another agent; the third keeps it in a learned classifier of approved and disapproved behavior, which behaves the same way from outside but cannot be inspected or passed on.

Built out100%
Adherence83%

Theoretical foundations

Core concepts

Convention as Equilibrium

David Hume (1740); David K. Lewis, Convention (1969)

This concept states that a norm can hold without ever being decreed, as a stable equilibrium of mutual expectation. Each party conforms because the others do, and no party gains by departing from it alone.

Conditional Preferences

Cristina Bicchieri, The Grammar of Society (2006)

This concept states that people follow a norm on two conditions: that they expect others to follow it, and that they believe others expect it of them. The norm therefore holds or shifts with those expectations rather than with anyone's private preference.

Discovered vs. Designed Order

F. A. Hayek, Law, Legislation and Liberty (1973)

This claim goes beyond saying that norms can emerge without a designer. It holds that emergent norms are often better, since they absorb local knowledge dispersed across a population that no central rule-writer could collect.

Common Knowledge and Focal Points

Lewis (common knowledge); Schelling (focal points)

These are the conditions under which coordination succeeds without communication: each party knows the relevant fact, knows that the others know it, and so on, and one option stands out as the obvious one to take. A convention generally needs such a focal point in order to settle.

Alignment by Convention

Project framing (Hayek / Lewis lineage)

This is the proposal that a deployed system's norms be allowed to emerge and update in use, rather than being fixed in a specification beforehand. It applies the customary account of norms directly to alignment, and no current approach implements it.

Source works

David Hume

A Treatise of Human Nature

1740

David K. Lewis

Convention: A Philosophical Study

1969

Cristina Bicchieri

The Grammar of Society

2006

F. A. Hayek

The Use of Knowledge in Society

1945

F. A. Hayek

Law, Legislation and Liberty

1973

Thomas C. Schelling

The Strategy of Conflict (focal points)

1960

Cass R. Sunstein

Social Norms and Social Roles (norm entrepreneurs)

1996