Taxonomy / Precedential adjudication / Compiling decided cases into rules or weights

Compiling decided cases into rules or weights

This strategy distills the record once and then stops consulting it: past judgments are generalized into a standing artifact that decides new situations without retrieving anything. The artifact takes two forms, which differ in whether a person can read and argue with it — a neural judge trained on a large bank of crowd verdicts about everyday situations, where the judgments end up in opaque weights, or a written constitution recovered from the record and thereafter applied like any authored one. Within the constitution branch the record being read differs too: raters' preferences between two answers in one line of work, a model's own red-teamed failures logged as verdicts in the other.

The method, against Precedential adjudication

Scroll the diagram sideways to see all of it.

Also places in

  • Constitutionalism — Constitutional AI run backwards: cases in, constitution out. The derivation is case-accumulated, but its output is a static written specification, and once it has run the cases stop mattering — from that point the approach governs the way a codified one does.

Counts and the concept reading below use the primary regime only.

Concept Analysis: Theoretical Foundations

Each concept is read twice: whether the approach carries it, and whether the approach's own sources claim it. A concept that is absent and was never claimed is a gap in the field rather than a failure of the work, and is marked out of scope.

Reasoning by Analogy

AbsentNot claimed · out of scope

Definition · Edward H. Levi, An Introduction to Legal Reasoning (1949)

This procedure decides a new case by comparison with already decided ones. The judge states which features of the earlier case are relevant and which are not, and that selection is generally where the reasoning happens.

Analysis

The corpus is consumed once, as the input from which principles are extracted. No new case is then decided by comparison with the earlier ones; the principles do that work instead.

Holding vs. Dicta

AbsentNot claimed · out of scope

Definition · Arthur L. Goodhart (1930)

This distinction separates the part of a past decision that binds later cases, the holding, from the remarks made along the way, the dicta, which do not. Without a way to tell the two apart, a body of precedent cannot indicate which of its own decisions are actually binding.

Analysis

Preference records generally carry no structure separating what a judgment established from what was incidental to it, and the induction treats all of it alike.

Distinguishing and Overruling

AbsentNot claimed · out of scope

Definition · Common-law practice

These two moves let a later court revise the record: distinguishing confines an earlier precedent to its own facts, and overruling sets it aside altogether. Both are done openly and with reasons stated, which is what keeps a body of case law open to revision.

Analysis

The derivation from cases to rules runs once and then stops. After the principles are extracted, later cases generally cannot revise what earlier ones established, and the result is a snapshot of the corpus at one moment rather than a record that stays open.

Paradigm Cases and Maxims

AbsentNot claimed · out of scope

Definition · Albert R. Jonsen & Stephen Toulmin, The Abuse of Casuistry (1988)

This method anchors judgment in paradigm cases, i.e., clear cases on which agreement is easy, and in the short maxims drawn from them. A hard case is then settled by asking how far it sits from the paradigms, rather than by deduction from a general principle.

Analysis

No case is singled out as a paradigm. Cases enter only in aggregate, as evidence for a principle.

Concept Analysis: Newly Introduced

Rules derived from cases

Added

The rulebook is derived from accumulated judgments rather than authored in advance, which is the direction the tradition treats as proper. The output, however, is a static specification, so the derivation generally runs once and the cases stop mattering afterwards.

Papers